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Melissa Ann Braun

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Information

Firm:
Type: RIA
Description

Melissa Braun is a financial professional at Rivernorth Capital Management, LLC, a $2B RIA based in Near North Side, IL. Melissa has held an industry securities registration for 7 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Rivernorth Capital Management, LLC 9 years Sep 2005 - Present
Revere Mortgage 2 years, 3 months Jun 2003 - Sep 2005
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/13/2006

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Melissa Ann Braun has not answered any questions on Financial Q&A.

Top Guides

Melissa Ann Braun has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Investment Companies
Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/10/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees