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Darren Armetta

Other Names: Darren Scott Armetta
Firm:
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Type: Dual Registration
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Description

Darren Armetta is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 30,000 registered representatives nationwide. Darren has held an industry securities registration for 2 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Darren Armetta has not answered any questions on Financial Q&A.

Top Guides

Darren Armetta has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
Other Pooled Investment Vehicles
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Baqnk of America, N.A. 1 year, 4 months Feb 2012 - Present
Merrill Lynch 1 year, 5 months Jan 2012 - Present
AXA Advisors, LLC 2 years, 3 months Oct 2009 - Jan 2012
Aig-American General Finance 3 years, 7 months Aug 2006 - Mar 2010
Sony-Bmg Music 3 months May 2006 - Aug 2006
Montclair State University 3 years, 8 months Sep 2002 - May 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/04/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Criminal Disclosure

1 Criminal Disclosure
As of Date
09/04/2012
10/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 04/06/2010
General Securities Representative Examination Series 7 12/21/2009

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions