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John Wesley Davis

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Other Names: John W Davis III
Type: SEC and FINRA Registered

John Davis is a financial professional at Deutsche Bank Securities Inc., a broker-dealer with over 3,550 registered representatives nationwide. John has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Deutsche Bank Securities Inc. 14 years, 9 months Jan 2001 - Present
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 03/17/1981

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

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Top Articles

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Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses
State or Municipal Government Entities
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions