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C Eric Callow

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Other Names: Charles Callow, Charles Eric Callow, Eric C Callow
Type: SEC and FINRA Registered

C Callow is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 32,500 registered representatives nationwide. C has held an industry securities registration for 31 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Merrill Lynch, Pierce, Fenner & Smith Incorporated 32 years, 6 months Jun 1983 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 10/25/1995
Uniform Securities Agent State Law ExaminationSeries 63 08/24/1983

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

C Eric Callow has not answered any questions on Financial Q&A.

Top Articles

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Firm Client Types

High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Customer Dispute

1 Customer Dispute

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions