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Dale A Brindise

Description

Dale Brindise is a financial professional at Strategic Advisers, Inc., a $262B dollar RIA based in Boston, MA. Dale is also registered with Fidelity Brokerage Services LLC, a broker-dealer with over 9,700 registered representatives nationwide. Dale has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Dale A Brindise has not answered any questions on Financial Q&A.

Top Guides

Dale A Brindise has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Fidelity Investments 7 years, 6 months Dec 2005 - Present
Square D 6 months May 2005 - Nov 2005
Family Video 5 years, 7 months Sep 1999 - Apr 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/01/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
03/01/2010
08/02/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 11/23/2009
General Securities Representative Examination Series 7 04/24/2006
Uniform Securities Agent State Law Examination Series 63 03/31/2006

Firm Compensation Arrangements

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No compensation arrangements listed.