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Other Names: Michelle Anne Cardinali, Michelle Cardinali Pfeiffer
Type: Dual Registration

Michelle Fenske is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a $486B RIA based in New York, NY. Michelle has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

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Top Guides

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Firm Client Types

High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Bank of America, Na 4 years, 4 months Dec 2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 7 years, 8 months Aug 2006 - Present
Western Southern Life Insurance 1 month Jul 2006 - Aug 2006
Von Maur 11 months, 1 week Mar 2005 - Feb 2006
South Standard Enterprises, Inc. 11 years, 5 months Aug 1993 - Jan 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/26/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Sales Supervisor - Options Module Examination Series 9 08/22/2012
Uniform Combined State Law Examination Series 66 12/08/2006
General Securities Representative Examination Series 7 11/17/2006

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions