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Michelle Sue Pino

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Information

Other Names: Michelle Elosta, Michelle S Elosta, Michelle S Johnson ...(see more)
Firm:
Type: SEC and FINRA Registered
Description

Michelle Pino is a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 26,600 registered representatives nationwide. Michelle has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Jpmorgan Chase Bank 1 year, 3 months Dec 2013 - Present
Jp Morgan Securities LLC 1 year, 3 months Dec 2013 - Present
Michelle Pino - Book Author 1 year, 2 months Oct 2012 - Dec 2013
United Planners' Financial Services 1 year, 6 months Jun 2012 - Dec 2013
Cadaret Grant & Co Inc 2 years Jun 2010 - Jun 2012
Advanzia Financial Group 3 years, 11 months Jan 2010 - Dec 2013
National Planning Corporation ("NPC of America" in FL & NY) 5 years, 8 months Oct 2004 - Jun 2010
Trilogy Financial Services 5 years, 3 months Oct 2004 - Jan 2010
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 06/07/2007
Uniform Investment Adviser Law ExaminationSeries 65 06/17/2006
Uniform Securities Agent State Law ExaminationSeries 63 11/23/2005
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 11/05/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michelle Sue Pino has not answered any questions on Financial Q&A.

Top Guides

Michelle Sue Pino has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute Pending

As of Date
01/04/2015
01/04/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees