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Information

Other Names: Michelle Elosta, Michelle S Elosta, Michelle S Johnson ...(see more)
Firm:
Type: Dual Registration
Description

Michelle Pino is a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 28,400 registered representatives nationwide. Michelle has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michelle Sue Pino has not answered any questions on Financial Q&A.

Top Guides

Michelle Sue Pino has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
J.P. Morgan Securities LLC 4 months, 3 weeks Dec 2013 - Present
Jpmorgan Chase Bank 4 months, 3 weeks Dec 2013 - Present
Michelle Pino - Book Author 1 year, 2 months Oct 2012 - Dec 2013
United Planners' Financial Services 1 year, 6 months Jun 2012 - Dec 2013
Cadaret Grant & Co Inc 2 years Jun 2010 - Jun 2012
Advanzia Financial Group 3 years, 11 months Jan 2010 - Dec 2013
National Planning Corporation ("NPC of America" in FL & NY) 5 years, 8 months Oct 2004 - Jun 2010
Trilogy Financial Services 5 years, 3 months Oct 2004 - Jan 2010
Kpmg-Gulf 3 months Apr 2004 - Jul 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/10/2014, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
02/10/2014
03/14/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Representative Examination Series 7 06/07/2007
Uniform Investment Adviser Law Examination Series 65 06/17/2006
Uniform Securities Agent State Law Examination Series 63 11/23/2005
Investment Company Products/Variable Contracts Representative Examination Series 6 11/05/2004

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees