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Robert Capito

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Other Names: Robert Alan Capito
Type: SEC and FINRA Registered

Robert Capito is a financial professional at Royal Alliance Associates, Inc., a broker-dealer with over 2,100 registered representatives nationwide. Robert has held an industry securities registration for 37 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Royal Alliance Associates, Inc. 21 years, 10 months Feb 1994 - Present
ExamSeriesPassed Date
Municipal Fund Securities Principal ExaminationSeries 51 03/28/2003
General Securities Principal ExaminationSeries 24 06/29/1994
Uniform Securities Agent State Law ExaminationSeries 63 06/11/1986
General Securities Representative ExaminationSeries 7 05/17/1986
Registered Representative ExaminationSeries 1 10/24/1977

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Robert Capito has not answered any questions on Financial Q&A.

Top Articles

Robert Capito has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Criminal Disclosure

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions