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Robert Todd Trethewey

Robert Todd Trethewey

Description

Robert Trethewey is a financial professional at Sageview Advisory Group, LLC, a $14B dollar RIA based in Irvine, CA. Robert is also registered with Cetera Advisor Networks LLC, a broker-dealer with over 2,100 registered representatives nationwide. Robert has held an industry securities registration for 12 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Robert Todd Trethewey has not answered any questions on Financial Q&A.

Top Guides

Robert Todd Trethewey has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Advisor Information

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Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities
Business Development Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Financial Network 7 years, 6 months Dec 2005 - Present
Walnut Street Securities 5 years, 8 months Apr 2000 - Dec 2005
Willis Corporation 7 years, 8 months Feb 1999 - Oct 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/27/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
02/27/2012
06/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 12/21/2006
Investment Company Products/Variable Contracts Principal Examination Series 26 07/27/2005
General Securities Representative Examination Series 7 12/07/1999

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions