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Robert Todd Trethewey

Robert Todd Trethewey

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Robert Trethewey is a financial professional at Sageview Advisory Group, LLC, a $28B RIA based in Irvine, CA. Robert is also registered with Cetera Advisor Networks LLC, a broker-dealer with over 3,100 registered representatives nationwide. Robert has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Cetera Advisor Networks LLC 1 year, 8 months Jan 2013 - Present
Financial Network 7 years Dec 2005 - Dec 2012
Walnut Street Securities 5 years, 8 months Apr 2000 - Dec 2005
Willis Corporation 7 years, 8 months Feb 1999 - Oct 2006
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/21/2006
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 07/27/2005
General Securities Representative ExaminationSeries 7 12/07/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Robert Todd Trethewey has not answered any questions on Financial Q&A.

Top Guides

Robert Todd Trethewey has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Advisor Information

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
02/19/2013
06/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions