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Robert Todd Trethewey

Robert Todd Trethewey

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Additional Firm:
Type: SEC and FINRA Registered

Robert Trethewey is a financial professional at Cetera Advisor Networks LLC, a broker-dealer with over 3,100 registered representatives nationwide. Robert is also registered with Sageview Advisory Group, LLC, a $38B RIA based in Irvine, CA. Robert has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Cetera Advisor Networks LLC 2 years, 2 months Jan 2013 - Present
Financial Network 7 years Dec 2005 - Dec 2012
Walnut Street Securities 5 years, 8 months Apr 2000 - Dec 2005
Willis Corporation 7 years, 8 months Feb 1999 - Oct 2006
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/21/2006

Answers and Guides

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Robert Todd Trethewey has not contributed any Financial Guides.
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Advisor Information

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions