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Jeffry Frank Freiburger

Firm:
Robert W. Baird & Co. Incorporated
Chief Compliance Officer
Type: Dual Registration
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Description

Jeffry Freiburger an executive and has an ownership stake of Robert W. Baird & Co. Incorporated, a broker-dealer with over 1,750 registered representatives nationwide. Jeffry has held an industry securities registration for 30 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Jeffry Frank Freiburger has not answered any questions on Financial Q&A.

Top Guides

Jeffry Frank Freiburger has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
Charitable Organizations
Investment Companies
State or Municipal Government Entities
Other Investment Advisors
Business Development Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Robert W. Baird & Co. Incorporated 10 years, 10 months Jul 2002 - Present
Robert W. Baird & Co. Incorporated 20 years, 2 months Mar 1993 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/03/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
05/03/2011
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 04/05/2000
NYSE Compliance Officer Examination Series 14 02/22/2000
General Securities Sales Supervisor - General Module Examination Series 10 10/21/1999
General Securities Sales Supervisor - Options Module Examination Series 9 10/21/1999
Limited Representative-Equity Trader Exam Series 55 06/26/1998
Municipal Securities Principal Examination Series 53 12/11/1991
General Securities Principal Examination Series 24 11/23/1987
Uniform Securities Agent State Law Examination Series 63 06/16/1982
General Securities Representative Examination Series 7 05/15/1982

Firm Compensation Arrangements

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No compensation arrangements listed.