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Marcus Trent Ehlers

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Type: SEC and FINRA Registered

Marcus Ehlers is a financial professional at LPL Financial LLC, a broker-dealer with over 18,000 registered representatives nationwide. Marcus has held an industry securities registration for 3 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
LPL Financial LLC 4 years, 4 months Dec 2010 - Present
Fidelity Investments 1 year, 8 months Apr 2009 - Dec 2010
Charles Schwab & Co., Inc. 16 years, 7 months May 1992 - Dec 2008
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/20/1996
Uniform Securities Agent State Law ExaminationSeries 63 11/09/1992

Answers and Guides

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Marcus Trent Ehlers has not answered any questions on Financial Q&A.

Top Guides

Marcus Trent Ehlers has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions