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Marcus Trent Ehlers

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Information

Firm:
Type: Dual Registration
Description

Marcus Ehlers is a financial professional at LPL Financial LLC, a broker-dealer with over 18,000 registered representatives nationwide. Marcus has held an industry securities registration for 19 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
LPL Financial LLC 3 years, 8 months Dec 2010 - Present
Fidelity Investments 1 year, 8 months Apr 2009 - Dec 2010
Charles Schwab & Co., Inc 16 years, 7 months May 1992 - Dec 2008
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 07/21/1997
Uniform Investment Adviser Law ExaminationSeries 65 08/20/1996
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 10/14/1994
Uniform Securities Agent State Law ExaminationSeries 63 11/09/1992
General Securities Representative ExaminationSeries 7 10/30/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Marcus Trent Ehlers has not answered any questions on Financial Q&A.

Top Guides

Marcus Trent Ehlers has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
01/23/2013
05/06/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions