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Amy Lynn Shappell

Other Names: Amy Lynn Pampuch
Firm:
Juetten Personal Financial Planning, LLC
Type: RIA
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Description

Amy Shappell a financial professional at Juetten Personal Financial Planning, LLC. Amy has held an industry securities registration for 6 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Amy Lynn Shappell has not answered any questions on Financial Q&A.

Top Guides

Amy Lynn Shappell has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Juetten Personal Financial Planning, LLC 9 months, 3 weeks Aug 2012 - Present
LPL Financial LLC 2 years Jul 2010 - Jul 2012
Mwboone and Associates, LLC 2 years, 2 months May 2010 - Jul 2012
Mercer Global Advisors Inc. 1 year, 10 months Jun 2008 - Apr 2010
Mercer Advisors 2 years Jun 2006 - Jun 2008
Great American Advisors 10 months Jul 2005 - May 2006
Retirement Planning 1 year, 1 month Apr 2005 - May 2006
Issaquah Montessori 4 years, 10 months Jun 2000 - Apr 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/20/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
08/20/2012
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Representative Examination Series 7 08/09/2010
Uniform Securities Agent State Law Examination Series 63 07/26/2010
Uniform Investment Adviser Law Examination Series 65 08/01/2006

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees