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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Jeffrey Ingros is a financial professional at Raymond James Financial Services, Inc., a broker-dealer with over 4,950 registered representatives nationwide. Jeffrey is also registered with Raymond James Financial Services Advisors, Inc, a $43B RIA based in St Petersburg, FL. Jeffrey has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jeffrey Scott Ingros has not answered any questions on Financial Q&A.

Top Guides

Jeffrey Scott Ingros has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Business Development Companies
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Raymond James Financial Services Advisors, Inc 5 months, 3 weeks Nov 2013 - Present
Raymond James Financial Services,Inc. 5 months, 3 weeks Nov 2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 6 years, 6 months May 2007 - Nov 2013
Janney Montgomery Scott Inc. 9 years, 6 months Nov 1997 - May 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/03/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

5 Customer Disputes

1 Termination

6 Customer Disputes

1 Termination

As of Date
12/03/2013
01/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 06/01/2006
General Securities Sales Supervisor Examination (Options Module & GeneralModule) Series 8 02/18/1999
General Securities Representative Examination Series 7 12/23/1991
Uniform Securities Agent State Law Examination Series 63 02/14/1991
Investment Company Products/Variable Contracts Representative Examination Series 6 01/04/1991

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: PER PARTICIPANT (ERISA)