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Jeffrey Scott Ingros

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Information

Firm:
Type: Dual Registration
Description

Jeffrey Ingros is a financial professional at Raymond James Financial Services Advisors, Inc, a $43B RIA based in St Petersburg, FL. Jeffrey has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Raymond James Financial Services Advisors Inc. 12 months Nov 2013 - Present
Raymond James Financial Services,Inc. 12 months Nov 2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 6 years, 6 months May 2007 - Nov 2013
Janney Montgomery Scott Inc. 9 years, 6 months Nov 1997 - May 2007
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 06/01/2006
Uniform Securities Agent State Law ExaminationSeries 63 02/14/1991

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jeffrey Scott Ingros has not answered any questions on Financial Q&A.

Top Guides

Jeffrey Scott Ingros has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Business Development Companies
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

5 Customer Disputes

1 Termination

6 Customer Disputes

1 Customer Dispute Pending

1 Termination

As of Date
09/08/2014
09/26/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: PER PARTICIPANT (ERISA)