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Information

Firm:
Type: Dual Registration
Description

Robbi Young is a financial professional at Cetera Advisor Networks LLC, a broker-dealer with over 3,100 registered representatives nationwide. Robbi has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Robbi Jill Young has not answered any questions on Financial Q&A.

Top Guides

Robbi Jill Young has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Cetera Advisor Networks LLC 7 months, 2 weeks Sep 2013 - Present
Walnut Street Securities, Inc. 14 years, 11 months Sep 1998 - Aug 2013
Summit Financial Group Inc 16 years, 11 months May 1997 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/04/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/04/2013
11/06/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Municipal Fund Securities Principal Examination Series 51 01/26/2010
Uniform Investment Adviser Law Examination Series 65 01/23/2008
General Securities Principal Examination Series 24 07/30/1999
General Securities Representative Examination Series 7 03/15/1999
Uniform Securities Agent State Law Examination Series 63 01/27/1999

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions