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Robbi Jill Young

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Information

Firm:
Type: Dual Registration
Description

Robbi Young is a financial professional at Cetera Advisor Networks LLC, a broker-dealer with over 3,100 registered representatives nationwide. Robbi has held an industry securities registration for 15 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Cetera Advisor Networks LLC 11 months Sep 2013 - Present
Walnut Street Securities, Inc. 14 years, 11 months Sep 1998 - Aug 2013
Summit Financial Group Inc 17 years, 3 months May 1997 - Present
Exams
ExamSeriesPassed Date
Municipal Fund Securities Principal ExaminationSeries 51 01/26/2010
Uniform Investment Adviser Law ExaminationSeries 65 01/23/2008
General Securities Principal ExaminationSeries 24 07/30/1999
General Securities Representative ExaminationSeries 7 03/15/1999
Uniform Securities Agent State Law ExaminationSeries 63 01/27/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Robbi Jill Young has not answered any questions on Financial Q&A.

Top Guides

Robbi Jill Young has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/04/2013
05/08/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions