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Larry Don Farmer

Other Names: Larry Donald Farmer, Laurence Donald Farmer
Firm:
Foothill Securities, Inc.
Type: Dual Registration
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Description

Larry Farmer a financial professional at Foothill Securities, Inc., a broker-dealer with 248 registered representatives nationwide. Larry has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Larry Don Farmer has not answered any questions on Financial Q&A.

Top Guides

Larry Don Farmer has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Foothill Securities, Inc. 3 years, 5 months Dec 2009 - Present
Next Financial Group Inc 3 years, 11 months Jan 2006 - Dec 2009
Raymond James Financial Services, Inc. 8 years, 9 months Apr 1997 - Jan 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/17/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
11/17/2011
11/17/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Municipal Fund Securities Principal Examination Series 51 07/09/2004
General Securities Principal Examination Series 24 07/14/1997
Uniform Investment Adviser Law Examination Series 65 11/08/1996
Uniform Securities Agent State Law Examination Series 63 10/01/1987
General Securities Representative Examination Series 7 09/19/1987

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: THIRD PARTY ASSET MANAGEMENT FEES