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Information

Other Names: Alex Ford, Alexander Ford, F Alexander Ford
Firm:
Type: Registered Representative
Description

Furman Ford is a financial professional at Nylife Securities LLC. Furman has held an industry securities registration for 10 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Furman Alexander Ford has not answered any questions on Financial Q&A.

Top Guides

Furman Alexander Ford has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Nylife Securities LLC 6 years, 6 months Oct 2007 - Present
Ford & Associates Financial Group 1 year, 6 months Oct 2007 - Apr 2009
New York Life Insurance Company 6 years, 7 months Sep 2007 - Present
1st Integrity Financial Services 3 months Jun 2007 - Sep 2007
World Equity Group, Inc. 9 months Dec 2006 - Sep 2007
Financial Leadership Advisors, Inc. 9 months Dec 2006 - Sep 2007
Global Equity Lending 6 months Dec 2006 - Jun 2007
Brokersxpress LLC 2 years, 1 month Nov 2004 - Dec 2006
Walnut Street Securities, Inc. 8 months Jul 2002 - Mar 2003
Ford & Associates 5 years, 8 months Jan 2002 - Sep 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/30/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

2 Final Judgments

As of Date
11/30/2012
01/30/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 04/11/2006
Uniform Investment Adviser Law Examination Series 65 04/26/2001
General Securities Representative Examination Series 7 03/28/2001
Uniform Securities Agent State Law Examination Series 63 10/18/2000
Investment Company Products/Variable Contracts Representative Examination Series 6 10/18/2000

Firm Compensation Arrangements

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No compensation arrangements listed.