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Julia Marie Connell

Julia Marie Connell
Other Names: Julia Marie Gore
Firm:
Hoxton Financial, Inc.
Secretary
Type: RIA
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Description

Julia Connell is a minority owner of Hoxton Financial, Inc., a $249M dollar RIA based in Shepherdstown, WV. Julia has held an industry securities registration for 9 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Julia Marie Connell has not answered any questions on Financial Q&A.

Top Guides

Julia Marie Connell has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Hoxton Financial, Inc. 6 years, 4 months Jan 2007 - Present
Hoxton Financial, LLC 9 years, 7 months Oct 2003 - Present
Strategic Business Solutions, LLC 11 years, 11 months Jun 2001 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/11/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
License Status
Registered
Disclosures

No Disclosures Found
As of Date
11/11/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 01/12/2004

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees