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Howard Wesley Gorham

Description

Howard Gorham a financial professional at People's Securities, Inc., a broker-dealer with 457 registered representatives nationwide. Howard has held an industry securities registration for 15 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Howard Wesley Gorham has not answered any questions on Financial Q&A.

Top Guides

Howard Wesley Gorham has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Olson Mobeck Investment Advisors 7 years, 7 months Oct 2005 - Present
Gorham Financial Services, Inc. 9 years, 9 months Jan 1996 - Oct 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/06/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
License Status
Registered
Disclosures

No Disclosures Found
As of Date
11/06/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 09/07/1989

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees