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Tami J. Simpson

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Information

Other Names: Tami Jo Mcgrew, Tami Jo Tessner
Firm:
Additional Firm:
Type: RIA
Description

Tami Simpson is an executive and is an owner of Wealth Financial Group West, Inc., a $5M RIA based in Costa Mesa, CA. Tami is also registered with Wealth Financial Advisory Services, LLC, a $46M RIA based in Buffalo Grove, IL. Tami has held an industry securities registration for 8 years and is subject to SEC oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Wealth Financial Advisory Services, LLC 2 years, 3 months Apr 2013 - Present
Wealth Financial Group West, Inc. 8 years, 1 month Jun 2007 - Present
Insured Investments Advisors Group 8 years, 7 months Dec 2006 - Present
Self-Employed 10 years, 1 month Jun 2005 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/21/2007

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Tami J. Simpson has not answered any questions on Financial Q&A.

Top Guides

Tami J. Simpson has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
06/02/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees