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Information

Other Names: Tami Jo Mcgrew, Tami Jo Tessner
Firm:
Additional Firm:
Type: RIA
Description

Tami Simpson is an executive and is an owner of Wealth Financial Group West, Inc., a $3M RIA based in Costa Mesa, CA. Tami is also registered with Wealth Financial Advisory Services, LLC, a $23M RIA based in Buffalo Grove, IL. Tami has held an industry securities registration for 6 years and is subject to SEC oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Tami J. Simpson has not answered any questions on Financial Q&A.

Top Guides

Tami J. Simpson has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Wealth Financial Advisory Services, LLC 1 year Apr 2013 - Present
Wealth Financial Group West, Inc. 6 years, 10 months Jun 2007 - Present
Wealth Financial Group West, Inc. 7 years, 4 months Dec 2006 - Present
Self-Employed 8 years, 10 months Jun 2005 - Present
Retired 8 months Oct 2004 - Jun 2005
Southeastern California Conference of Seventh-Day Adventists 10 years, 9 months Jan 1994 - Oct 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/30/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
04/30/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 05/21/2007

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees