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William Russell Dudley

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Type: SEC and FINRA Registered

William Dudley is a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 4,900 registered representatives nationwide. William has held an industry securities registration for 22 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Winners Club of Calhoun 6 years, 11 months Jan 2009 - Present
Dudley Asset Management 13 years, 2 months Sep 2002 - Present
Seala Investments 15 years, 7 months May 1999 - Dec 2014
Transamerica Financial Advisors, Inc. 17 years, 11 months Jan 1998 - Present
Life Investors 19 years, 9 months Feb 1996 - Nov 2015
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 10/22/1996
Uniform Securities Agent State Law ExaminationSeries 63 07/25/1991
General Securities Representative ExaminationSeries 7 07/22/1991

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

William Russell Dudley has not answered any questions on Financial Q&A.

Top Articles

William Russell Dudley has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions