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John Gary Hamilton

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Other Names: John Hamilton
Additional Firm:
Type: SEC and FINRA Registered

John Hamilton is a financial professional at H.D. Vest Investment Services, a broker-dealer with over 4,700 registered representatives nationwide. John is also registered with H.D. Vest Advisory Services, Inc, an $9B RIA based in Irving, TX. John has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Hd Vest Advisory Services 5 years, 8 months Aug 2009 - Present
H.D. Vest Investment Services 5 years, 8 months Aug 2009 - Present
Morgan Keegan & Company 2 years, 11 months Sep 2006 - Aug 2009
Valic Financial Advisors 1 year Aug 2005 - Aug 2006
J.G. Hamilton 21 years, 5 months Nov 1993 - Present
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/19/2006
General Securities Representative ExaminationSeries 7 11/21/2006
Uniform Securities Agent State Law ExaminationSeries 63 01/20/1995
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/20/1995

Answers and Guides

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*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions