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John Gary Hamilton

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Information

Other Names: John Hamilton
Firm:
Additional Firm:
Type: Dual Registration
Description

John Hamilton is a financial professional at H.D. Vest Advisory Services, Inc, an $9B RIA based in Irving, TX. John is also registered with H.D. Vest Investment Services, a broker-dealer with over 4,700 registered representatives nationwide. John has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Hd Vest Advisory Services 5 years Aug 2009 - Present
H.D. Vest Investment Services 5 years Aug 2009 - Present
Morgan Keegan & Company 2 years, 11 months Sep 2006 - Aug 2009
Valic Financial Advisors 1 year Aug 2005 - Aug 2006
J.G. Hamilton 20 years, 9 months Nov 1993 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/19/2006
General Securities Representative ExaminationSeries 7 11/21/2006
Uniform Securities Agent State Law ExaminationSeries 63 01/20/1995
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/20/1995

Answers and Guides

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Top Answers

John Gary Hamilton has not answered any questions on Financial Q&A.

Top Guides

John Gary Hamilton has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
06/06/2013
09/11/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions