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Barry Gale Dolgin

Description

Barry Dolgin a financial professional at Wells Fargo Advisors, LLC, a broker-dealer with over 24,900 registered representatives nationwide. Barry has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Barry Gale Dolgin has not answered any questions on Financial Q&A.

Top Guides

Barry Gale Dolgin has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Wells Fargo Advisors, LLC (19616) 4 years May 2009 - Present
Wachovia Securities, LLC 5 years, 10 months Jul 2003 - May 2009
Prudential Securities Inc, 15 years, 7 months Dec 1987 - Jul 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/12/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
03/12/2012
06/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 12/23/1999
National Commodity Futures Examination Series 3 04/04/1988
Uniform Securities Agent State Law Examination Series 63 03/11/1988
General Securities Representative Examination Series 7 02/20/1988

Firm Compensation Arrangements

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No compensation arrangements listed.