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Bruce Charles Fenton

Firm:
Af Asset Management
President/Chief Compliance Officer
Type: RIA
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Description

Bruce Fenton an executive and is sole owner of Af Asset Management, a $0 dollar RIA based in Norwell, MA. Bruce has held an industry securities registration for 19 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Bruce Charles Fenton has not answered any questions on Financial Q&A.

Top Guides

Bruce Charles Fenton has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Atlantic Financial Asset Management 1 year, 8 months Sep 2011 - Present
Af Asset Management 1 year, 8 months Sep 2011 - Present
Cantella & Co., Inc. 13 years, 6 months Mar 1998 - Sep 2011
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/14/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

3 Financial Disclosures

3 Financial Disclosures
As of Date
11/14/2011
08/05/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 11/14/2001
General Securities Principal Examination Series 24 10/06/1995
Futures Managed Funds Examination Series 31 10/05/1993
Uniform Securities Agent State Law Examination Series 63 06/01/1993
General Securities Representative Examination Series 7 05/24/1993

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees