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Cathy Clay Cash

Cathy Clay Cash
Other Names: Catherine Cash, Catherine Cash Plumb, Catherine Clay Cash ...(see more)
Firm:
Morton Capital Management
Type: RIA
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Description

Cathy Clay Cash is a representative at Morton Capital Management. Morton Capital Management primarily manages accounts for high net worth individuals, individuals, and pension and profit sharing plans and has more than $928M in assets under management. This advisor is registered with the SEC. This advisor's firm is SEC-registered.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Cathy Clay Cash has not answered any questions on Financial Q&A.

Top Guides

Cathy Clay Cash has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Morton Capital Management 6 years Jun 2007 - Present
Northern Trust Securities Inc 1 year, 9 months Sep 2005 - Jun 2007
Northern Trust Bank 2 years, 2 months Apr 2005 - Jun 2007
Salomon Smith Barney 4 years, 10 months Jun 2000 - Apr 2005
Ccc Financial 9 years, 5 months Jan 1993 - Jun 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/08/2007, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
08/08/2007
08/08/2007
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 07/02/2003
Uniform Securities Agent State Law Examination Series 63 02/21/2003
General Securities Representative Examination Series 7 11/11/2002
Non-Member General Securities Examination Series 2 09/24/1996

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees