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W Michael Mcnally

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Information

Other Names: W Michael Mcnally Jr, Wayne Michael Mcnally Jr
Firm:
Type: Not Actively Registered
Description

W Mcnally is a financial professional at Tiaa-Cref Advice and Planning Services, a broker-dealer with over 3,550 registered representatives nationwide. W has held an industry securities registration for 16 years.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
TIAA 9 years, 2 months Aug 2005 - Present
Tiaa-Cref Advice and Planning Services 9 years, 2 months Aug 2005 - Present
Cambridge Financial Group 10 months Oct 2004 - Aug 2005
Mml Investors Services, Inc. 1 year, 4 months Jun 2003 - Oct 2004
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/13/2005
Futures Managed Funds ExaminationSeries 31 12/01/1998
Uniform Investment Adviser Law ExaminationSeries 65 06/26/1996
Uniform Securities Agent State Law ExaminationSeries 63 06/26/1996
General Securities Representative ExaminationSeries 7 06/18/1996

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

W Michael Mcnally has not answered any questions on Financial Q&A.

Top Guides

W Michael Mcnally has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
01/17/2014
08/22/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: COMPENSATION FROM AFFILIATES