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Carol Ann Mansour-Ezzell

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Information

Other Names: Carol Ann Mansour, Carol Mansour Ezzell
Firm:
Type: Dual Registration
Description

Carol Mansour-Ezzell is a financial professional at Janney Montgomery Scott LLC, a broker-dealer with over 1,450 registered representatives nationwide. Carol has held an industry securities registration for 32 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Janney Montgomery Scott LLC 10 years, 6 months Mar 2004 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 04/14/2003
Uniform Securities Agent State Law ExaminationSeries 63 01/22/1982
General Securities Representative ExaminationSeries 7 01/16/1982

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Carol Ann Mansour-Ezzell has not answered any questions on Financial Q&A.

Top Guides

Carol Ann Mansour-Ezzell has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
12/20/2012
02/08/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions
  • Other: FEE PLUS COMMISSION