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Lisa Acca

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Information

Firm:
Type: Registered Representative
Description

Lisa Acca is a financial professional at Global Arena Capital Corp, a broker-dealer with 46 registered representatives NY. Lisa has held an industry securities registration for 8 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Equity Services Inc 5 years, 6 months Jun 2009 - Present
National Life Group 5 years, 6 months Jun 2009 - Present
Nl Financial Alliance 5 years, 6 months Jun 2009 - Present
Empire State Bank 1 month, 4 weeks Jan 2009 - Mar 2009
Axa Advisors 5 years, 8 months May 2003 - Jan 2009
Goldman, Sachs & Co 2 years, 6 months Apr 2000 - Oct 2002
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 03/23/2012
Uniform Combined State Law ExaminationSeries 66 09/11/2003
General Securities Representative ExaminationSeries 7 06/26/2003

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lisa Acca has not answered any questions on Financial Q&A.

Top Guides

Lisa Acca has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

3 Customer Disputes

3 Customer Disputes

1 Termination

As of Date
01/06/2012
09/18/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Commissions