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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

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Employer Years Dates
Arive Capital Markets 10 months, 2 weeks Apr 2015 - Present
Global Arena Capital Corp 3 years, 9 months Jul 2011 - Apr 2015
Nl Financial Alliance 1 year, 4 months Jun 2009 - Oct 2010
Equity Services Inc 1 year, 4 months Jun 2009 - Oct 2010
National Life Group 1 year, 4 months Jun 2009 - Oct 2010
Empire State Bank 1 month, 4 weeks Jan 2009 - Mar 2009
Axa Advisors 5 years, 8 months May 2003 - Jan 2009
Are You
Lisa Acca?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    5
  • as of date
    Jul 1, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    5
  • as of date
    Jul 13, 2015
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

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Fees

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