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Tad Ralph Gygi

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Information

Other Names: Tad Gygi
Firm:
Type: Registered Representative
Description

Tad Gygi is a financial professional at Terranova Capital Equities, Inc., a broker-dealer with 25 registered representatives nationwide. Tad has held an industry securities registration for 22 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Terranova Capital Equities, Inc 12 months Aug 2014 - Present
Mml Investors Services, Inc. 13 years, 10 months Mar 1996 - Jan 2010
Intermountain Financial Group 19 years, 5 months Aug 1990 - Jan 2010
Connecticut Mutual Life Ins. Co. 19 years, 7 months Jun 1990 - Jan 2010
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/05/1993
Uniform Securities Agent State Law ExaminationSeries 63 08/06/1990
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/16/1990

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Tad Ralph Gygi has not answered any questions on Financial Q&A.

Top Guides

Tad Ralph Gygi has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

2 Customer Disputes

1 Final Judgment

1 Financial Disclosure

2 Customer Disputes

1 Final Judgment

As of Date
02/27/2015
04/22/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.