Ryan Shaughnessy Alfred
| Other Names: | Ryan Alfred, Ryan S Alfred |
|---|---|
| Firm: | No Current Employment Listed |
| Firm Location: | Not Available |
| Firm Primary Clients: | Not Available |
| Type: | Not Actively Registered |
Description
This advisor is not actively registered with FINRA or the SEC.
BrightScope Advisor Metrics
Answers and Guides
Level 1
Level 1 Contributor
0 Answers and 0 Financial Guides
Top Answers
Ryan Shaughnessy Alfred has not answered any questions on Financial Q&A.Top Guides
Ryan Shaughnessy Alfred has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.
Firm Client Types
No client types listed.
Experience and Employment History
| Employer | Years | Dates |
|---|---|---|
| Alfred Capital Management, LLC | 4 years, 8 months | Oct 2007 - Present |
| Mml Investors Services | 2 years, 2 months | Aug 2005 - Oct 2007 |
| Massmutual Financial | 2 years, 3 months | Jul 2005 - Oct 2007 |
| AXA Advisors, LLC | 1 year, 1 month | Jul 2003 - Aug 2004 |
| Harvard Alumni Association | < 1 month | Jun 2003 - Jun 2003 |
| Merrill Lynch | 1 month | Jun 2002 - Jul 2002 |
| Harvard College Library | 3 years, 4 months | Feb 2002 - Jun 2005 |
| Harvard University | 1 year, 10 months | Sep 2001 - Jul 2003 |
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of 10/16/2009, and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
| Regulator |
|
|
|---|---|---|
| License Status |
Not registered
|
Not registered
|
| Disclosures |
1 Customer Dispute |
1 Customer Dispute |
| As of Date |
10/16/2009
|
10/16/2009
|
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
Advisor Exams
| Exam | Series | Passed Date |
|---|---|---|
| General Securities Representative Examination | Series 7 | 08/18/2003 |
| Uniform Combined State Law Examination | Series 66 | 08/05/2003 |
Firm Compensation Arrangements
No compensation arrangements listed.
