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Bill Mullen, CFP®, MBA

Bill Mullen, CFP®, MBA
Other Names: Bill Mullen, William T Mullen, William Thomas Mullen
Firm:
Mullennium Finance LLC
Member and Chief Compliance Officer
Type: RIA
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Description

Bill Mullen aka William Thomas Mullen, is the Managing Member of Mullennium Finance LLC a registered investment advisory firm in the state of Utah. Mullennium Finance LLC primarily manages accounts for individuals, corporations or other businesses, and pension and profit sharing plans and has more than $9M in assets under ...(see more)

BrightScope Advisor Metrics

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Answers and Guides

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Level 1 Level 1 Contributor 0 Answers and 0 Financial Guides

Top Answers

Bill Mullen, CFP®, MBA has not answered any questions on Financial Q&A.

Top Guides

Bill Mullen, CFP®, MBA has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Advisor Information

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Advisor Assets Under Management

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$9.6M
Total Assets
75
Clients
$128.0K
Estimated Average Account Balance Per Client
*An individual AUM and number of accounts has been entered by the advisor and has not been verified.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Tricor Financial, LLC 10 months May 2009 - Mar 2010
Mullennium Finance LLC 5 years, 10 months Jul 2007 - Present
Royal Alliance Associates 3 years, 4 months Jan 2006 - May 2009
Mullennium Finance 10 years, 3 months Oct 1995 - Jan 2006
Walnut Street Securities, Inc. 10 years, 8 months May 1995 - Jan 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/08/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

1 Customer Dispute

1 Customer Dispute
As of Date
04/08/2010
04/08/2010
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Representative Examination Series 7 06/06/2000
Uniform Securities Agent State Law Examination Series 63 01/20/1995
Uniform Investment Adviser Law Examination Series 65 01/10/1995
Investment Company Products/Variable Contracts Representative Examination Series 6 12/20/1994

Advisor Compensation Arrangements

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Fee Only
Advisor

This advisor has certified that they are compensated solely by their clients, and do not accept commissions or compensation of any kind based on the products they recommend.

Types of Compensation Arrangements

Compensation Arrangement Chart