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Daniel Brady Cotter

Daniel Brady Cotter
Firm:
Rehmann Financial
Additional Firm:
Royal Alliance Associates, Inc.
Type: Dual Registration
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Description

Daniel Cotter a financial professional at Rehmann Financial, a $1B dollar RIA based in Lansing, MI. Daniel is also registered with Royal Alliance Associates, Inc., a broker-dealer with over 1,950 registered representatives nationwide. Daniel has held an industry securities registration for 22 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Daniel Brady Cotter has not answered any questions on Financial Q&A.

Top Guides

Daniel Brady Cotter has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Royal Alliance Associates 3 years, 3 months Feb 2010 - Present
Rehmann Financial 3 years, 9 months Aug 2009 - Present
Triad Advisors, Inc 6 months Aug 2009 - Feb 2010
Waterstone Financial Group 5 years, 3 months May 2004 - Aug 2009
W.S. Griffith & Co., Inc. 15 years, 2 months Mar 1989 - May 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/18/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
04/18/2012
06/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 01/19/2006
Investment Company Products/Variable Contracts Representative Examination Series 6 07/11/1989

Firm Compensation Arrangements

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Types of Compensation Arrangements

Compensation Arrangement Chart