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Information

Firm:
Type: Registered Representative
Description

Peter Massari is a financial professional at Axiom Capital Management, Inc., a broker-dealer with 84 registered representatives CA, NY and FL. Peter has held an industry securities registration for 35 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Peter Arcaro Massari has not answered any questions on Financial Q&A.

Top Guides

Peter Arcaro Massari has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Axiom Capital Management, Inc. 2 years, 11 months May 2011 - Present
Morgan Stanley Smith Banrey Venture Services LLC 1 year, 11 months Jun 2009 - May 2011
Citigroup Global Markets Inc. 5 years, 9 months Sep 2003 - Jun 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated 26 years, 8 months Jan 1977 - Sep 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/12/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

3 Customer Disputes

4 Customer Disputes

As of Date
10/12/2011
09/28/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 05/26/1983
AMEX Put and Call Exam PC 09/08/1977
General Securities Representative Examination Series 7 04/16/1977

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Commissions
  • Other: (6) Performance-based fees