Peter Massari is a financial professional at Axiom Capital Management, Inc., a broker-dealer with 84 registered representatives CA, NY and FL. Peter has held an industry securities registration for 35 years and is subject to FINRA oversight.
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|High Net Worth Individuals|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Axiom Capital Management, Inc.||2 years, 10 months||May 2011 - Present|
|Morgan Stanley Smith Barney||1 year, 11 months||Jun 2009 - May 2011|
|Citigroup Global Markets Inc.||5 years, 9 months||Sep 2003 - Jun 2009|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||26 years, 8 months||Jan 1977 - Sep 2003|
3 Customer Disputes
4 Customer Disputes
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|Uniform Securities Agent State Law Examination||Series 63||05/26/1983|
|AMEX Put and Call Exam||PC||09/08/1977|
|General Securities Representative Examination||Series 7||04/16/1977|
Types of Compensation Arrangements
- Percentage of Assets
- Other: (6) Performance-based fees