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Joshua Scott Hyman

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Type: SEC and FINRA Registered

Joshua Hyman is a financial professional at National Planning Corporation ("NPC of America" in FL & NY), a broker-dealer with over 1,750 registered representatives nationwide. Joshua has held an industry securities registration for 12 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
National Planning Corporation ("NPC of America" in FL & NY) 9 years, 7 months Mar 2006 - Present
American Express Financial Advisors 2 years, 8 months Jul 2003 - Mar 2006
Ids Life Insurance Company 2 years, 8 months Jul 2003 - Mar 2006
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/18/2007
General Securities Representative ExaminationSeries 7 12/02/2002

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Joshua Scott Hyman has not answered any questions on Financial Q&A.

Top Articles

Joshua Scott Hyman has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Regulatory Event

1 Regulatory Event

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees