Home  >  BrightScope Advisor Pages  >  Joshua Scott Hyman

Information

Firm:
Type: Dual Registration
Description

Joshua Hyman is a financial professional at National Planning Corporation ("NPC of America" in FL & NY), a broker-dealer with over 1,800 registered representatives nationwide. Joshua has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Joshua Scott Hyman has not answered any questions on Financial Q&A.

Top Guides

Joshua Scott Hyman has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
National Planning Corporation ("NPC of America" in FL & NY) 8 years, 1 month Mar 2006 - Present
Ids Life Insurance Company 2 years, 8 months Jul 2003 - Mar 2006
American Express Financial Advisors 2 years, 8 months Jul 2003 - Mar 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/02/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

1 Regulatory Event

As of Date
04/02/2013
12/05/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 12/18/2007
General Securities Representative Examination Series 7 12/02/2002

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees