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Donna Oja Mathias

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Other Names: Donna Fenley, Donna Oja Fenley
Type: SEC and FINRA Registered

Donna Mathias is a financial professional at Edward Jones, a broker-dealer with over 16,700 registered representatives nationwide. Donna has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Edward Jones 9 years, 12 months Jun 2005 - Present
Southern Wesleyan University 5 months Jan 2005 - Jun 2005
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 07/06/2007
Uniform Securities Agent State Law ExaminationSeries 63 08/12/2005
General Securities Representative ExaminationSeries 7 08/08/2005

Answers and Guides

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Top Guides

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Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets