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Information

Other Names: Michael D. Sobilo, Michael Sobilo
Firm:
Additional Firm:
Type: Dual Registration
Description

Michael Sobilo is a financial professional at LPL Financial LLC, a broker-dealer with over 17,700 registered representatives nationwide. Michael is also registered with Independent Advisor Alliance, LLC, a $158M RIA based in Charlotte, NC. Michael has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael David Sobilo has not answered any questions on Financial Q&A.

Top Guides

Michael David Sobilo has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
LPL Financial LLC 7 months, 3 weeks Sep 2013 - Present
Metropolitan Life Insurance Company 7 years, 7 months Feb 2006 - Sep 2013
Metlife Securities Inc. 7 years, 7 months Feb 2006 - Sep 2013
Primary Residenial Mortgage Inc 1 year, 2 months Dec 2004 - Feb 2006
Metamerica Mortgage Bankers 4 years, 1 month Nov 2000 - Dec 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/17/2014, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
02/17/2014
02/16/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Representative Examination Series 7 04/06/2011
Uniform Investment Adviser Law Examination Series 65 07/03/2008
Investment Company Products/Variable Contracts Representative Examination Series 6 04/19/2006
Uniform Securities Agent State Law Examination Series 63 03/28/2006

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees