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Michael David Sobilo

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Other Names: Michael D. Sobilo, Michael Sobilo
Additional Firm:
Type: SEC and FINRA Registered

Michael Sobilo is a financial professional at LPL Financial LLC, a broker-dealer with over 18,000 registered representatives nationwide. Michael is also registered with Independent Advisor Alliance, LLC, a $341M RIA based in Charlotte, NC. Michael has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Level Four Advisory Services 3 months, 3 weeks Jan 2015 - Present
Independent Advisor Alliance, LLC 11 months Feb 2014 - Jan 2015
LPL Financial LLC 1 year, 7 months Sep 2013 - Present
Metropolitan Life Insurance Company 7 years, 7 months Feb 2006 - Sep 2013
Metlife Securities, Inc. 7 years, 7 months Feb 2006 - Sep 2013
Primary Residenial Mortgage Inc 1 year, 2 months Dec 2004 - Feb 2006
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 04/06/2011
Uniform Investment Adviser Law ExaminationSeries 65 07/03/2008
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/19/2006
Uniform Securities Agent State Law ExaminationSeries 63 03/28/2006

Answers and Guides

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Top Answers

Michael David Sobilo has not answered any questions on Financial Q&A.

Top Guides

Michael David Sobilo has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees