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Michael David Sobilo

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Information

Other Names: Michael D. Sobilo, Michael Sobilo
Firm:
Additional Firm:
Type: Dual Registration
Description

Michael Sobilo is a financial professional at LPL Financial LLC, a broker-dealer with over 17,300 registered representatives nationwide. Michael is also registered with Independent Advisor Alliance, LLC, a $309M RIA based in Charlotte, NC. Michael has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Independent Advisor Alliance, LLC 9 months, 3 weeks Feb 2014 - Present
LPL Financial LLC 1 year, 2 months Sep 2013 - Present
Metropolitan Life Insurance Company 7 years, 7 months Feb 2006 - Sep 2013
Metlife Securities, Inc. 7 years, 7 months Feb 2006 - Sep 2013
Primary Residenial Mortgage Inc 1 year, 2 months Dec 2004 - Feb 2006
Metamerica Mortgage Bankers 4 years, 1 month Nov 2000 - Dec 2004
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 04/06/2011
Uniform Investment Adviser Law ExaminationSeries 65 07/03/2008
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/19/2006
Uniform Securities Agent State Law ExaminationSeries 63 03/28/2006

Answers and Guides

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Top Answers

Michael David Sobilo has not answered any questions on Financial Q&A.

Top Guides

Michael David Sobilo has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/24/2014
09/16/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees