Home  >  BrightScope Advisor Pages  >  Anthony John Mescher

Anthony John Mescher

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: Anthony J Mescher
Firm:
Type: Dual Registration
Description

Anthony Mescher is a financial professional at Wayne Hummer Investments L.L.C., a broker-dealer with 196 registered representatives nationwide. Anthony has held an industry securities registration for 20 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Wayne Hummer Investments L.L.C. 3 months, 3 weeks Aug 2014 - Present
Talmer Bank and Trust 3 years, 2 months Jun 2011 - Aug 2014
LPL Financial LLC 6 years, 10 months Aug 2004 - Jun 2011
Exams
ExamSeriesPassed Date
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 09/05/1996
Uniform Investment Adviser Law ExaminationSeries 65 04/25/1994
General Securities Representative ExaminationSeries 7 03/28/1994
Uniform Securities Agent State Law ExaminationSeries 63 08/20/1993
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 08/20/1993

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Anthony John Mescher has not answered any questions on Financial Q&A.

Top Guides

Anthony John Mescher has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/30/2014
09/19/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions