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Anthony John Mescher

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Other Names: Anthony J Mescher
Type: SEC and FINRA Registered

Anthony Mescher is a financial professional at Wayne Hummer Investments L.L.C., a broker-dealer with 207 registered representatives nationwide. Anthony has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Wayne Hummer Investments L.L.C. 1 year, 3 months Aug 2014 - Present
Talmer Bank and Trust 3 years, 2 months Jun 2011 - Aug 2014
LPL Financial LLC 6 years, 10 months Aug 2004 - Jun 2011
ExamSeriesPassed Date
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 09/05/1996
Uniform Investment Adviser Law ExaminationSeries 65 04/25/1994
General Securities Representative ExaminationSeries 7 03/28/1994
Uniform Securities Agent State Law ExaminationSeries 63 08/20/1993
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 08/20/1993

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Anthony John Mescher has not answered any questions on Financial Q&A.

Top Articles

Anthony John Mescher has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions