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Other Names: Anthony J Mescher
Type: Dual Registration

Anthony Mescher is a financial professional at LPL Financial LLC, a broker-dealer with over 17,700 registered representatives nationwide. Anthony has held an industry securities registration for 19 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Anthony John Mescher has not answered any questions on Financial Q&A.

Top Guides

Anthony John Mescher has not contributed any Financial Guides.
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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
LPL Financial LLC 9 years, 8 months Aug 2004 - Present
Not Employed 9 years, 10 months Jun 2004 - Present
Harris Investor Services LLC 1 year, 4 months Feb 2003 - Jun 2004
Prudential Securities Incorporated 9 years Jan 1994 - Jan 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/15/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Sales Supervisor Examination (Options Module & GeneralModule) Series 8 09/05/1996
Uniform Investment Adviser Law Examination Series 65 04/25/1994
General Securities Representative Examination Series 7 03/28/1994
Uniform Securities Agent State Law Examination Series 63 08/20/1993
Investment Company Products/Variable Contracts Representative Examination Series 6 08/20/1993

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions