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Dennis Harry Cozen

Firm:
H.D. Vest Investment Services
Type: Registered Representative
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Description

Dennis Cozen a financial professional at H.D. Vest Investment Services. Dennis has held an industry securities registration for 13 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Dennis Harry Cozen has not answered any questions on Financial Q&A.

Top Guides

Dennis Harry Cozen has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
H.D. Vest Investment Services 4 years May 2009 - Present
Mutual Securities, Inc. 2 months, 4 weeks Feb 2009 - May 2009
H. D. Vest Advisory Services, Inc 2 years, 6 months Aug 2006 - Feb 2009
H.D.Vest Investment Securities Inc 9 years, 10 months Apr 1999 - Feb 2009
Associated Tax 29 years, 4 months Jan 1984 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/09/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
02/09/2012
08/27/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 07/24/1999
Investment Company Products/Variable Contracts Representative Examination Series 6 07/03/1999

Firm Compensation Arrangements

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No compensation arrangements listed.