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Michael P. Tracy

Michael P. Tracy
Other Names: Michael P Tracy, Michael Patrick Tracy
Firm:
Vinoy Capital, LLC
Managing Member
Type: RIA
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Description

Michael P. Tracy is a Principal and Managing Member at Vinoy Capital, LLC. Vinoy Capital is a fee-only investment advisory firm registered directly with the U.S. Securities and Exchange Commission. The firm is headquartered in Orlando, FL with an additional location in Boulder, CO, serving clients all across the United ...(see more)

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Michael P. Tracy has not answered any questions on Financial Q&A.

Top Guides

Michael P. Tracy has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Advisor Information

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Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Vinoy Capital, LLC 5 years, 1 month Apr 2008 - Present
Sarasota Asset Management, Inc. 4 years, 6 months Oct 2003 - Apr 2008
LPL Financial LLC 1 year, 6 months Apr 2002 - Oct 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/04/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
11/04/2009
11/04/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 07/05/1991
General Securities Principal Examination Series 24 11/29/1989
General Securities Representative Examination Series 7 02/20/1988

Firm Compensation Arrangements

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Fee Only
Advisor

This firm has certified that they are compensated solely by their clients, and do not accept commissions or compensation of any kind based on the products they recommend.

Types of Compensation Arrangements

Compensation Arrangement Chart