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Josh Nicholas Macaluso

Josh Nicholas Macaluso

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Type: SEC and FINRA Registered

Josh Macaluso is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 32,500 registered representatives nationwide. Josh has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Merrill Lynch, Pierce, Fenner & Smith, Inc. 16 years, 5 months Jul 1999 - Present
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 01/07/2000
General Securities Representative ExaminationSeries 7 10/22/1999

Answers and Articles

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Top Answers

Josh Nicholas Macaluso has not answered any questions on Financial Q&A.

Top Articles

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Firm Client Types

High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Customer Dispute

1 Customer Dispute

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions