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Josh Nicholas Macaluso

Josh Nicholas Macaluso

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Information

Firm:
Type: Dual Registration
Description

Josh Macaluso is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 31,600 registered representatives nationwide. Josh has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Merrill Lynch, Pierce, Fenner & Smith, Inc. 15 years, 5 months Jul 1999 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 01/07/2000
General Securities Representative ExaminationSeries 7 10/22/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Josh Nicholas Macaluso has not answered any questions on Financial Q&A.

Top Guides

Josh Nicholas Macaluso has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
09/10/2014
09/15/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions