Home  >  BrightScope Advisor Pages  >  Diego Canalda

Diego Canalda

Is this you? (Click to claim profile)
Contact Advisor

Information

Firm:
Type: Dual Registration
Description

Diego Canalda is a financial professional at Deutsche Bank Securities Inc., a broker-dealer with over 3,550 registered representatives nationwide. Diego has held an industry securities registration for 5 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Deutsche Bank Securities Inc 6 months, 3 weeks Jan 2014 - Present
Barclays Capital Inc. 5 years, 4 months Sep 2008 - Jan 2014
Lehman Brothers Inc. 9 years, 5 months Apr 1999 - Sep 2008
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 04/30/2008
Uniform Securities Agent State Law ExaminationSeries 63 08/11/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Diego Canalda has not answered any questions on Financial Q&A.

Top Guides

Diego Canalda has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses
Individuals
State or Municipal Government Entities
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

1 Customer Dispute

As of Date
04/01/2013
04/16/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions