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Diego Canalda

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Type: SEC and FINRA Registered

Diego Canalda is a financial professional at Deutsche Bank Securities Inc., a broker-dealer with over 3,500 registered representatives nationwide. Diego has held an industry securities registration for 15 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Deutsche Bank Securities Inc 1 year, 10 months Jan 2014 - Present
Barclays Capital Inc. 5 years, 4 months Sep 2008 - Jan 2014
Lehman Brothers Inc. 9 years, 5 months Apr 1999 - Sep 2008
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 04/30/2008
Uniform Securities Agent State Law ExaminationSeries 63 08/11/1999

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Diego Canalda has not answered any questions on Financial Q&A.

Top Articles

Diego Canalda has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses
State or Municipal Government Entities
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

1 Customer Dispute

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions