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Warren Charles Varney

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Additional Firm:
Type: SEC and FINRA Registered

Warren Varney is a financial professional at Peak Brokerage Services, LLC, a broker-dealer with 12 registered representatives nationwide. Warren is also registered with Peak Wealth Group LLC, a $26M RIA based in Roswell, GA. Warren has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Peak Brokerage Services, LLC 3 years, 8 months Aug 2011 - Present
Peak Wealth Group LLC 3 years, 8 months Aug 2011 - Present
Cape Securities Inc. 4 years, 9 months Jul 2010 - Present
Cape Investment Advisory 1 year, 1 month Jul 2010 - Aug 2011
Ssn Advisory, Inc. 4 years, 4 months Mar 2006 - Jul 2010
First Heartland Capital, Inc. 5 years, 3 months Nov 2000 - Feb 2006
Investors Life of Nebraska 13 years, 3 months Nov 1992 - Feb 2006
Independent Agent 13 years, 5 months Sep 1992 - Feb 2006
Amerishare 13 years, 5 months Sep 1992 - Feb 2006
ExamSeriesPassed Date
Corporate Securities Limited Representative ExaminationSeries 62 10/25/2012
Uniform Investment Adviser Law ExaminationSeries 65 02/23/2001
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 09/19/1988
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 06/25/1985
Uniform Securities Agent State Law ExaminationSeries 63 06/14/1985

Answers and Guides

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Top Guides

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*Answers and guides are provided without compensation.

Firm Client Types

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Licenses and Conduct

License Status

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As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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