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Ann Branch Rackers

Ann Branch Rackers
Other Names: Ann Elizabeth Branch, Ann Elizabeth Rackers, Annie Rackers
Firm:
Moneta Group Investment Advisors, LLC
Type: RIA
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Description

Ann Rackers a financial professional at Moneta Group Investment Advisors, LLC, a broker-dealer with 75 registered representatives nationwide. Ann has held an industry securities registration for 25 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Ann Branch Rackers has not answered any questions on Financial Q&A.

Top Guides

Ann Branch Rackers has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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High Net Worth Individuals
Pension and Profit Sharing Plans
Individuals
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Moneta Group Investment Advisors, LLC 6 years, 11 months Jun 2006 - Present
Moneta Group, LLC 8 years, 4 months Jan 2005 - Present
Cambridge Investment Research, Inc. 2 years, 10 months May 2004 - Mar 2007
Moneta Group, Inc 6 years, 6 months Jun 1998 - Dec 2004
W.S. Griffith & Co., Inc. 5 years, 11 months Jun 1998 - May 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/07/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
04/07/2011
11/03/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 07/27/2007
Uniform Securities Agent State Law Examination Series 63 10/10/1986
General Securities Representative Examination Series 7

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions