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William Cornelius Paarlberg

Other Names: Bill C Paarlberg
Firm:
J.J.B. Hilliard, W.L. Lyons, LLC
Type: Dual Registration
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Description

William Paarlberg is a financial professional at J.J.B. Hilliard, W.L. Lyons, LLC, a broker-dealer with 631 registered representatives nationwide. William has held an industry securities registration for a year and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

William Cornelius Paarlberg has not answered any questions on Financial Q&A.

Top Guides

William Cornelius Paarlberg has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
J.J.B. Hilliard, W.L.Lyons LLC 3 years Jun 2010 - Present
Macatawa Bank 5 years, 3 months Feb 2005 - May 2010
5/3 Bank 5 years, 7 months Jul 1999 - Feb 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/22/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
08/22/2011
09/18/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 11/03/2010
General Securities Representative Examination Series 7 08/12/2010

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees