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Angela Denise Sloan

Other Names: Angela Denise Mcconnell, Angie Mcconnell
Firm:
Madison Avenue Securities, Inc.
Type: Dual Registration
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Description

Angela Sloan is a financial professional at Madison Avenue Securities, Inc., a broker-dealer with 139 registered representatives nationwide. Angela has held an industry securities registration for 25 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Angela Denise Sloan has not answered any questions on Financial Q&A.

Top Guides

Angela Denise Sloan has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Madison Avenue Securities, Inc. 7 years, 5 months Jan 2006 - Present
American Classic Securities, Inc. 12 years, 2 months Oct 1991 - Dec 2003
Metrolina Tax Service 24 years, 5 months Jan 1989 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/01/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
10/01/2009
08/15/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 09/22/2009
Investment Company Products/Variable Contracts Principal Examination Series 26 12/10/2001
Investment Company Products/Variable Contracts Representative Examination Series 6 02/25/1987
Uniform Securities Agent State Law Examination Series 63 11/03/1986

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions