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Allison Rumpp Backlund

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Information

Other Names: Allison M Rumpp
Firm:
Additional Firm:
Type: Dual Registration
Description

Allison Backlund is a financial professional at Blackrock Investments, LLC, a broker-dealer with over 1,150 registered representatives nationwide. Allison is also registered with Blackrock Investment Management, LLC, a $211B RIA based in Princeton, NJ. Allison has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Blackrock 7 years, 4 months Jun 2007 - Present
The College of New Jersey 3 years, 9 months Aug 2003 - May 2007
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 10/22/2007
General Securities Representative ExaminationSeries 7 09/27/2007

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Allison Rumpp Backlund has not answered any questions on Financial Q&A.

Top Guides

Allison Rumpp Backlund has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
12/13/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees