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Michael P Campbell

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Information

Other Names: Michael Peter Campbell
Firm:
Type: Dual Registration
Description

Michael Campbell is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 31,700 registered representatives nationwide. Michael has held an industry securities registration for 28 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Bank of America,Na 8 months Dec 2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 1 year, 1 month Jul 2013 - Present
Fred Alger Management 3 years Jun 2010 - Jun 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated 24 years, 6 months Nov 1985 - May 2010
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 09/16/2013
General Securities Sales Supervisor - Options Module ExaminationSeries 9 03/10/2000
General Securities Sales Supervisor - General Module ExaminationSeries 10 11/24/1999
Limited Representative-Equity Trader ExamSeries 55 01/09/1999
Uniform Securities Agent State Law ExaminationSeries 63 02/11/1985
General Securities Representative ExaminationSeries 7 12/15/1984

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael P Campbell has not answered any questions on Financial Q&A.

Top Guides

Michael P Campbell has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
12/12/2013
06/06/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions