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Nathan David Crair

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Information

Firm:
Type: Dual Registration
Description

Nathan Crair is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 32,000 registered representatives nationwide. Nathan has held an industry securities registration for 32 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Merrill Lynch, Pierce, Fenner & Smith Incorporated 10 years Oct 2004 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 10/29/1992
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 02/20/1987
Uniform Securities Agent State Law ExaminationSeries 63 02/05/1985
National Commodity Futures ExaminationSeries 3 01/16/1985
Foreign Currency Options ExaminationSeries 15 06/05/1984
Interest Rate Options ExaminationSeries 5 01/26/1982
General Securities Representative ExaminationSeries 7 12/19/1981

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Nathan David Crair has not answered any questions on Financial Q&A.

Top Guides

Nathan David Crair has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/07/2014
04/20/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions