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Nathan David Crair

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Type: SEC and FINRA Registered

Nathan Crair is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 31,900 registered representatives nationwide. Nathan has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Merrill Lynch, Pierce, Fenner & Smith Incorporated 10 years, 6 months Oct 2004 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 10/29/1992
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 02/20/1987
Uniform Securities Agent State Law ExaminationSeries 63 02/05/1985
National Commodity Futures ExaminationSeries 3 01/16/1985
Foreign Currency Options ExaminationSeries 15 06/05/1984
Interest Rate Options ExaminationSeries 5 01/26/1982
General Securities Representative ExaminationSeries 7 12/19/1981

Answers and Guides

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Top Guides

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Firm Client Types

High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions