Kennedy, John B.
Owner/Chief Compliance Officer
John Kennedy is an executive and is sole owner of Kennedy, John B., a $5M RIA. John has held an industry securities registration for 6 years and is subject to SEC oversight.
Top AnswersJohn B. Kennedy has not answered any questions on Financial Q&A.
No client types listed.
|Kennedy, John B.||23 years, 2 months||Jan 1991 - Present|
|John B. Kennedy||24 years, 2 months||Jan 1990 - Present|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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Types of Compensation Arrangements
- Percentage of Assets