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John B. Kennedy

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Information

Firm:
Kennedy, John B.
Owner/Chief Compliance Officer
Type: RIA
Description

John Kennedy is an executive and is sole owner of Kennedy, John B., a $6M RIA. John has held an industry securities registration for 7 years and is subject to SEC oversight.

Advisor Timeline

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Experience
EmployerYearsDates
John B. Kennedy 24 years, 8 months Jan 1990 - Present
Exams
No Exams

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John B. Kennedy has not answered any questions on Financial Q&A.

Top Guides

John B. Kennedy has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/10/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets