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John B. Kennedy

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Kennedy, John B.
Owner/Chief Compliance Officer
Type: RIA

John Kennedy is an executive and is sole owner of Kennedy, John B., a $6M RIA. John has held an industry securities registration for 7 years and is subject to SEC oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

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John B. Kennedy 25 years, 11 months Jan 1990 - Present
No Exams

Answers and Articles

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Firm Client Types

Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

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As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets