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John B. Kennedy

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Kennedy, John B.
Owner/Chief Compliance Officer
Type: RIA

John Kennedy is an executive and is sole owner of Kennedy, John B., a $6M RIA. John has held an industry securities registration for 6 years and is subject to SEC oversight.

Advisor Timeline

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Kennedy, John B. 23 years, 8 months Jan 1991 - Present
John B. Kennedy 24 years, 8 months Jan 1990 - Present
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Answers and Guides

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Firm Client Types

Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets