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William Wayne Wilkinson

Other Names: Bill Wilkinson
Firm:
PNC Investments
Type: Dual Registration
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Description

William Wilkinson a financial professional at PNC Investments, a broker-dealer with over 2,150 registered representatives nationwide. William has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

William Wayne Wilkinson has not answered any questions on Financial Q&A.

Top Guides

William Wayne Wilkinson has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Corporations or Other Businesses
Charitable Organizations
Other Pooled Investment Vehicles
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
PNC Investments 3 years, 6 months Nov 2009 - Present
Natcity Insurance Services, Inc. 10 years Nov 1999 - Nov 2009
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/29/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute
As of Date
09/29/2011
07/30/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 07/30/2001
Uniform Securities Agent State Law Examination Series 63 03/26/1998
Registered Options Principal Examination Series 4 09/30/1997
General Securities Principal Examination Series 24 05/22/1995
General Securities Representative Examination Series 7 01/17/1994
Investment Company Products/Variable Contracts Representative Examination Series 6 12/10/1986
Direct Participation Programs Representative Examination Series 22 12/05/1986

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets