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Anthony Ceccarelli

Other Names: Tony Ceccarelli
Firm:
Chase Investment Services Corp.
Type: Dual Registration
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Description

Anthony Ceccarelli a financial professional at Chase Investment Services Corp., a broker-dealer with over 13,100 registered representatives nationwide. Anthony has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Anthony Ceccarelli has not answered any questions on Financial Q&A.

Top Guides

Anthony Ceccarelli has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Chase Investment Services, Corp. 4 years May 2009 - Present
Ubs Painewebber 5 years Nov 2003 - Nov 2008
Enterprise Rent-A-Car 1 year, 9 months Feb 2002 - Nov 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/25/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/25/2012
08/16/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 10/27/2005
General Securities Representative Examination Series 7 02/05/2005

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets